Jay O’Brien

Jay O’Brien
Vice President of Financial Operations

Jay O’Brien serves as Vice President of Financial Operations for Innovative Investment Fiduciaries, LLC (IIF).  As Vice President of Financial Operations, Jay is the IIF business practice lead, providing guidance and solutions that help our clients and their employees take charge of their financial lives. Jay manages all aspects of Innovative’s qualified services operations, including advising client C-suite executives on vendor selection, plan design, nondiscrimination testing, and acquiring and divesting existing retirement plans. He also conducts personal consultations and participant seminars, as well as overseeing final presentations and requests for proposals. Jay also serves as IIF’s Chief Compliance Officer, with responsibility for regulatory compliance for the firm and assisting clients with ERISA regulations.

Jay has more than 20 years’ experience in the investment industry. Prior to joining Innovative, he spent more than 13 years with Brinker Capital, a third-party investment services provider. During his time there, Jay held various positions, including relationship manager, pension consultant, Director of Client Services, and Regional Sales Director working directly with retirement plan sponsors, advisors, and participants. A former officer in the U.S. Navy, he earned his BBA in Finance from the University of Notre Dame. Jay also holds the Accredited Investment Fiduciary (AIF) designation and the Series 7, 24, 63, and 66 securities licenses.

Jay’s broad background in investment services, retirement plan design, and regulatory compliance has helped him to provide valuable support to our clients.

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