OSHA Issues Emergency Temporary Standard regarding COVID-19 Vaccine Mandate


On November 5, 2021, the Occupational Health and Safety Administration (OSHA) released the emergency temporary standard (ETS) requiring businesses with at least 100 employees to mandate employee vaccinations or wear masks and be tested for COVID-19 weekly. Employers subject to the vaccine mandate must begin to create a written vaccination policy and prepare to distribute the policy, as well as any other required notices and disclosures, to employees within 30 days after the effective date. Obligations related to testing for unvaccinated / not fully vaccinated employees require compliance within 60 days of the effective date.


Highlights of the ETS include:


100+ Employee Calculation

To determine whether the employer has 100 or more employees, it must look at the total number of employees employed across the company’s locations as of November 5, 2021. This calculation should include both full-time and part-time employees but does not include independent contractors. Remote employees will be part of the total employee headcount calculation, but do not need to comply with the vaccination mandate. However, these employees would need to be tested for COVID-19 within seven days prior to returning to the workplace and provide proof of a negative result prior to returning to the workplace.


OSHA State Programs:

For the 22 states with their own OSHA programs, they will have until December 5, 2021, to implement their own mandate “as effective or more effective” than the federal rules. Employers in states with OSHA plans should be mindful of developments to ensure they comply with the appropriate mandate in the event the state adopts a more stringent mandate than the federal mandate outlined by the ETS. Additional guidance will be forthcoming.



The current penalty structure provides penalties up to $13,653 per violation. Willful violations may result in a penalty up to $136,532 per violation. The total amount of fines would be dependent on the number of violations.


Expiration Date and Pending Lawsuits:

The ETS will expire on or around May 5, 2022, unless it is superseded by a permanent standard. Shortly after the ETS was released several states joined in separate lawsuits in the Fifth and Sixth Circuit Courts of Appeal arguing the ETS is unconstitutional. As of November 6, 2021, the Fifth Circuit stayed the mandate and temporarily blocked its implementation until the court reviews it. It is not immediately clear the implication these lawsuits will have, but additional suits and opposition is anticipated as the mandate’s implementation date nears.


Note: Healthcare facilities and federal contractors are subject to separate federal vaccine mandates already in place.


For additional information, see the White House Fact Sheet and the text of the OSHA ETS.

Innovative Benefit Planning, LLC is not a law firm. The information provided herein does not, and is not intended to, constitute tax or legal advice; instead, all information, content, and materials herein have been provided for general informational purposes only. Recipients of this information should contact their attorney and/or accountant to obtain advice with respect to any particular tax or legal matters. Insurance services are offered through Innovative Benefit Planning, LLC.; Investment advisory services are offered through Innovative Investment Fiduciaries, LLC, an independent Registered Investment Advisory firm; Discretionary investment advice may be provided through Main Street Financial Life Advisors, LLC, an independent Registered Investment Advisory firm offering unbiased, fee-based advisory services.

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